RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• P•••••• R•••••••••
- O•• C••• I••••••••• C••••••••• institutional currentsince Apr 11, 2012 · Wake Forest, Nc
- M••••• K••••• • C••••••• L•• formerJan 12, 2009 to Mar 29, 2012 · Raleigh, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 31, 2001 to Feb 2, 2009 · Raleigh, Nc
- M••••• K••••• • C••••••• L•• to O•• C••• I••••••••• C•••••••••left Mar 29, 2012, registered Apr 11, 2012 (13 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••left Feb 2, 2009, registered Jan 12, 2009 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address