D••••• G•••••

Advisor at O•••• W•••••• I•••

PORT ST LUCIE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f07f2d9-d1e7-9d9a-c108-0819e7c694b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Aug 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Aug 23, 2022	n/a	yes	PORT ST LUCIE, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 28, 2020	Aug 11, 2022	no	PORT ST LUCIE, FL\|BOYNTON BEACH, FL\|PALM BEACH GARDENS, FL\|LAKE WORTH, FL\|BOCA RATON, FL\|LAKE WORTH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••• W•••••• I•••	Aug 11, 2022	Aug 23, 2022	12	Firm change	RIA to ibd
W•••• F•••• A•••••••	L•• F•••••••• L••	Jul 16, 2020	May 28, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:6413:FL:2020-07-15	Jul 16, 2020	May 28, 2020	BOCA RATON, FL	Firm change after gap

Relationships

Registered with (9)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Aug 23, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 28, 2020 to Aug 11, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 11, 2017 to Jul 16, 2020factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Aug 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f07f2d9-d1e7-9d9a-c108-0819e7c694b3
First observed: Aug 19, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.