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M••• T••••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

M••• T••••••• K••••

Advisor at R••••••• W••••• M••••••••• L••

NEW HOPE, PA

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Search this name across graphsid dfx:ria:5f1677f3-cae3-c22c-3f69-01d07b18e733

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M••••••••• L••	Independent wealth	May 2, 2013	n/a	yes	NEW HOPE, PA	Current employment
H••••• • C••• L••	Other adviser	Oct 7, 2011	Apr 30, 2013	no	WEST CONSHOHOCKEN, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• • C••• L••	R••••••• W••••• M••••••••• L••	Apr 30, 2013	May 2, 2013	2	Firm change	Other
M•••• W••••• P•••••••• L••	H••••• • C••• L••	May 24, 2011

Relationships

Registered with (5)

→ R••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 2, 2013 to presentfactForm ADV
→ H••••• • C••• L••Registered adviserregistration: previous registration
Oct 7, 2011 to Apr 30, 2013factForm ADV
→ M•••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 18, 2011 to May 24, 2011factForm ADV
→ C••••••••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f1677f3-cae3-c22c-3f69-01d07b18e733
First observed: Jul 12, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.