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CRD 137481
NEW HOPE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN ROBERT AUGENBLICK | Certified Financial Planner | NEW HOPE, PA | 17 | 20 | 1 | no |
| MARK THEODORE KELLY | n/a | NEW HOPE, PA | 13 | 22 | 4 | no |
| Robert Thomas Stephenson | Certified Financial Planner | NEW HOPE, PA | 10 | 11 | n/a | no |
| Megan Jane Lottier | n/a | NEW HOPE, PA | 10 | 11 | n/a | no |
| SAMUEL WHITAKER FELDBAUM | Certified Financial Planner | NEW HOPE, PA | 10 | 14 | 1 | no |
| KENNY BRIAN BAUER | Certified Financial Planner | NEW HOPE, PA | 8 | 29 | 1 | no |
| PAIGE E MARLOW | n/a | NEW HOPE, PA | 8 | 16 | 2 | no |
| John T Hagan | Certified Financial Planner | NEW HOPE, PA | 8 | 21 | n/a | no |
| TRAVIS SIMAO ROE-RAYMOND | Certified Financial Planner|Chartered Financial Analyst | NEW HOPE, PA | 7 | 15 | 2 | no |
| RENEE A SCHUSTER | Certified Financial Planner | NEW HOPE, PA | 7 | 15 | 2 | no |
| COURTNEY LYNN DURHAM | Certified Financial Planner | NEW HOPE, PA | 6 | 19 | n/a | no |
| Najeedah Ghias | Certified Financial Planner | NEW HOPE, PA | 6 | 17 | n/a | no |
| Catherine P Morgan | n/a | NEW HOPE, PA | 6 | 10 | n/a | no |
| Brian M Hansen | Certified Financial Planner | NEW HOPE, PA | 5 | 15 | n/a | no |
| ROBERT M VOGEL | Certified Financial Planner | NEW HOPE, PA | 5 | 26 | 4 | no |
| James A Smith | n/a | NEW HOPE, PA | 4 | 14 | n/a | no |
| Courtney Krzaczyk | Certified Financial Planner | NEW HOPE, PA | 4 | 11 | n/a | no |
| Kyle David Quigley | Certified Financial Planner | NEW HOPE, PA | 4 | 10 | n/a | no |
| JEFFREY BAKER LLEWELLYN | Certified Financial Planner|Chartered Financial Analyst | NEW HOPE, PA | 4 | 12 | 3 | no |
| John Earl Helvie | n/a | NEW HOPE, PA | 4 | 10 | n/a | no |
| MARK ARCIDIACONO | Certified Financial Planner | NEW HOPE, PA | 4 | 13 | 2 | no |
| Kimberly A Evans | Certified Financial Planner | NEW HOPE, PA | 4 | 12 | n/a | no |
| Maxwell Valentine Dalavai | Certified Financial Planner | NEW HOPE, PA | 4 | 10 | 2 | no |
| ADAM R KLAZMER | Certified Financial Planner | NEW HOPE, PA | 3 | 14 | 1 | no |
| JADE Alanah MEIER | Certified Financial Planner | NEW HOPE, PA | 3 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUGENBLICK, JOHN, ROBERT | Member | D | yes | 12/2008 | Jul 16, 2026 | Jul 16, 2026 |
| BAUER, KENNY, BRIAN | Member | A | no | 07/2020 | Jul 16, 2026 | Jul 16, 2026 |
| FELDBAUM, SAMUEL, WHITAKER | Member | B | no | 01/2018 | Jul 16, 2026 | Jul 16, 2026 |
| KELLY, MARK, THEODORE | Member | B | no | 01/2016 | Jul 16, 2026 | Jul 16, 2026 |
| Lottier, Megan, Jane | CHIEF COMPLIANCE OFFICER | Na | no | 01/2018 | Jul 16, 2026 | Jul 16, 2026 |
| Smith, James, A | CHIEF INVESTMENT OFFICER | Na | no | 01/2024 | Jul 16, 2026 | Jul 16, 2026 |
| GILBERT, ALAINA, MASLER | Member | Na | no | 01/2023 | Apr 20, 2023 | Nov 26, 2024 |
| Hagan, John, T | Principal | Na | no | 01/2024 | Apr 10, 2024 | Nov 26, 2024 |
| MARLOW, PAIGE, E | Principal | Na | no | 01/2024 | Apr 10, 2024 | Nov 26, 2024 |
| Stephenson, Robert, Thomas | Member | Na | no | 01/2023 | Apr 20, 2023 | Nov 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 29, 2026 | $2.9B | $2.8B | 53 | 47 | 0 | n/a | n/a |
| 2024 | Apr 30, 2025 | $2.2B | $2.2B | 47 | 41 | 0 | n/a | n/a |
| 2023 | Jan 24, 2024 | $1.8B | $1.7B | 41 | 40 | 0 | n/a | n/a |
| 2022 | Mar 6, 2023 | $1.4B | $1.3B | 39 | 38 | 0 | n/a | n/a |
| 2021 | Feb 23, 2022 | $1.4B | $1.3B | 30 | 26 | 0 | n/a | n/a |
| 2020 | Feb 10, 2021 | $1.0B | $1.0B | 23 | 21 | 0 | n/a | n/a |
| 2019 | Feb 5, 2020 | $807M | $785M | 19 | 16 | 0 | n/a | n/a |
| 2018 | Mar 1, 2019 | $672M | $597M | 17 | 15 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $661M | $571M | 15 | 15 | 1 | n/a | n/a |
| 2016 | Mar 10, 2017 | $481M | $442M | 11 | 11 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $348M | $326M | 8 | 6 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $307M | $291M | 7 | 6 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $234M | $228M | 7 | 6 | n/a | n/a | n/a |
| 2012 | Feb 13, 2013 | $177M | $175M | 3 | 1 | n/a | n/a | n/a |
| 2011 | Feb 27, 2012 | $124M | $124M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.9B | $2.2B | 31.3% | $1.4B | 27.5% | 53 | 47 | 0 | 0 |