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Reading the graph
Advisor at MORGAN STANLEY
Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 9, 2022 | n/a | yes | Morristown, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 29, 2012 | Sep 20, 2022 | no | SHORT HILLS, NJ|FLORHAM PARK, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 4, 2000 | Mar 30, 2012 | no | SHORT HILLS, NJ|BASKING RIDGE, NJ|SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 20, 2022 | Sep 9, 2022 | -11 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Mar 30, 2012 | Mar 29, 2012 | -1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NJ:2022-09-20 | Sep 20, 2022 | Sep 9, 2022 | FLORHAM PARK, NJ | Firm change |