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Advisor at FLAGSTONE FINANCIAL MANAGEMENT, LLC
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FLAGSTONE FINANCIAL MANAGEMENT, LLC | Independent wealth | Dec 20, 2016 | n/a | yes | LINCOLN, NE | Current employment |
| EXECUTIVE WEALTH MANAGEMENT | Former SEC adviser | Nov 25, 2015 | Jan 17, 2017 | no | LINCOLN, NE | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 13, 2010 | Feb 4, 2016 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| SMITH HAYES ADVISERS INC | Former SEC adviser | Jan 25, 2005 | Aug 13, 2010 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EXECUTIVE WEALTH MANAGEMENT | FLAGSTONE FINANCIAL MANAGEMENT, LLC | Jan 17, 2017 | Dec 20, 2016 | -28 | Firm change | Other |
| LPL FINANCIAL LLC | EXECUTIVE WEALTH MANAGEMENT | Feb 4, 2016 | Nov 25, 2015 | -71 | Firm change after gap | Other |
| SMITH HAYES ADVISERS INC | LPL FINANCIAL LLC | Aug 13, 2010 | Aug 13, 2010 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281667:285484:NE:2017-01-17 | Jan 17, 2017 | Dec 20, 2016 | LINCOLN, NE | Firm change |
| 6413:281667:NE:2016-02-04 | Feb 4, 2016 | Nov 25, 2015 | LINCOLN, NE | Firm change after gap |