DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FLAGSTONE FINANCIAL MANAGEMENT, LLC

CRD 285484

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb76ca84-d6ac-7002-9b16-e5979345037f

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2016 to Apr 21, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $468MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $468M
Private client RAUM: $450MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $46.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 353
Individual clients: 221
High net worth clients: 126
SEC number: 801-108722
CIK: 1968890
CRD: 285484
Filings on the tape: 29
First filed: Nov 17, 2016
Latest filed: Apr 21, 2026
Organised: Limited Liability Company, NE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL TATE JOHNSON	Certified Financial Planner	LINCOLN, NE	9	24	3	no
STEPHANIE PATRICE TREDWAY	n/a	LINCOLN, NE	9	17	3	no
BRENDA MARIE ZITEK	n/a	LINCOLN, NE	9	10	2	no
DANIEL CRAIG STOUS	Certified Financial Planner	LINCOLN, NE	8	11	n/a	no
DANIEL TIMOTHY CLARE	Certified Financial Planner	LINCOLN, NE	5	15	1	no
CHANTEL JO KOERWITZ	n/a	LINCOLN, NE	4	11	n/a	no
Samuel James Johnson	n/a	LINCOLN, NE	1	13	n/a	no
Britney Angeles-Ayala	n/a	LINCOLN, NE	0	11	n/a	no
NATALIA A PAIGE	n/a	LINCOLN, NE	0	10	2	no
Ava Rose Heyne	n/a	LINCOLN, NE	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLAGSTONE HOLDINGS, INC.	DIRECT OWNER - HOLDING COMPANY	E	yes	09/2016	Nov 17, 2016	Mar 5, 2024
JOHNSON, MICHAEL, TATE	President	E	yes	08/2010	Nov 17, 2016	Mar 5, 2024
JOHNSON, MICHAEL, TATE	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	Na	yes	09/2016	Nov 17, 2016	Mar 5, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$468M	$468M	11	5	0	n/a	n/a
2024	Feb 28, 2025	$375M	$375M	10	6	0	n/a	n/a
2023	Mar 5, 2024	$318M	$318M	6	3	0	n/a	n/a
2022	Feb 22, 2023	$252M	$252M	7	3	0	n/a	n/a
2021	Feb 17, 2022	$261M	$261M	8	4	0	n/a	n/a
2020	Mar 4, 2021	$209M	$209M	7	3	0	n/a	n/a
2019	Feb 26, 2020	$181M	$181M	6	2	0	n/a	n/a
2018	Feb 15, 2019	$145M	$145M	6	2	0	n/a	n/a
2017	Mar 9, 2018	$146M	$146M	6	2	0	n/a	n/a
2016	Feb 16, 2017	$118M	$118M	6	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$468M	$375M	24.7%	$252M	22.8%	11	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EXECUTIVE WEALTH MANAGEMENT	2	Jan 17, 2017	Dec 21, 2016	LINCOLN, NE	Team lift out	Other	40.0%

Relationships

Registered with (10)

← Ava Rose HeyneAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← NATALIA A PAIGEAdvisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← Britney Angeles-AyalaAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← Samuel James JohnsonAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← CHANTEL JO KOERWITZAdvisorregistration: current employment
Aug 12, 2022 to presentfactForm ADV
← DANIEL TIMOTHY CLAREAdvisorregistration: current employment
Mar 12, 2021 to presentfactForm ADV
← DANIEL CRAIG STOUSAdvisorregistration: current employment
Jan 16, 2018 to presentfactForm ADV
← BRENDA MARIE ZITEKAdvisorregistration: current employment
Feb 2, 2017 to presentfactForm ADV
← STEPHANIE PATRICE TREDWAYAdvisorregistration: current employment
Dec 21, 2016 to presentfactForm ADV
← MICHAEL TATE JOHNSONAdvisorregistration: current employment
Dec 20, 2016 to presentfactForm ADV

Controls (2)

← JOHNSON, MICHAEL, TATEOwnerPRESIDENT, ownership code E, individual
Nov 17, 2016 to Mar 5, 2024factForm ADV
← FLAGSTONE HOLDINGS, INC.OwnerDIRECT OWNER - HOLDING COMPANY, ownership code E, domestic entity
Nov 17, 2016 to Mar 5, 2024factForm ADV

Moved with (1)

← EXECUTIVE WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jan 17, 2017 to Dec 21, 2016factForm ADV

Dated events

Occurred
Nov 17, 2016
First Form ADV filing
Flagstone Financial Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb76ca84-d6ac-7002-9b16-e5979345037f
First observed: Nov 17, 2016
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLAGSTONE FINANCIAL MANAGEMENT, LLC

CRD 285484

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb76ca84-d6ac-7002-9b16-e5979345037f

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL TATE JOHNSON

Certified Financial Planner

LINCOLN, NE

STEPHANIE PATRICE TREDWAY

n/a

LINCOLN, NE

BRENDA MARIE ZITEK

n/a

LINCOLN, NE

DANIEL CRAIG STOUS

Certified Financial Planner

LINCOLN, NE

n/a

DANIEL TIMOTHY CLARE

Certified Financial Planner

LINCOLN, NE

CHANTEL JO KOERWITZ

n/a

LINCOLN, NE

n/a

Samuel James Johnson

n/a

LINCOLN, NE

n/a

Britney Angeles-Ayala

n/a

LINCOLN, NE

n/a

NATALIA A PAIGE

n/a

LINCOLN, NE

Ava Rose Heyne

n/a

LINCOLN, NE

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLAGSTONE HOLDINGS, INC.

DIRECT OWNER - HOLDING COMPANY

yes

09/2016

Nov 17, 2016

Mar 5, 2024

JOHNSON, MICHAEL, TATE

President

yes

08/2010

Nov 17, 2016

Mar 5, 2024

JOHNSON, MICHAEL, TATE

CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER

yes

09/2016

Nov 17, 2016

Mar 5, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$468M

n/a

2024

Feb 28, 2025

$375M

n/a

2023

Mar 5, 2024

$318M

n/a

2022

Feb 22, 2023

$252M

n/a

2021

Feb 17, 2022

$261M

n/a

2020

Mar 4, 2021

$209M

n/a

2019

Feb 26, 2020

$181M

n/a

2018

Feb 15, 2019

$145M

n/a

2017

Mar 9, 2018

$146M

n/a

2016

Feb 16, 2017

$118M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$468M

$375M

24.7%

$252M

22.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EXECUTIVE WEALTH MANAGEMENT

Jan 17, 2017

Dec 21, 2016

LINCOLN, NE

Team lift out

Other

40.0%