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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

MICHAEL PAUL PICKARD

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

ORLANDO, FL

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Search this name across graphsid dfx:ria:5f1f50d2-44a0-15d1-9282-d32f3eaf6a3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 24, 1988
First registration: Jul 1, 2011
Dual registered: yes, broker-dealer
Other names: Mike Pickard
IAPD individual key: 1761678

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 6, 2024	n/a	yes	ORLANDO, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 23, 2024	Jun 11, 2024	no	SAN DIEGO, CA\|Apopka, FL\|APOPKA, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 7, 2020	Jan 9, 2024	no	Orlando, FL\|El Paso, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 21, 2011	Oct 25, 2019	no	TAMPA, FL\|ORLANDO, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 1, 2011	Jul 11, 2011	no	Orlando, FL\|MAITLAND, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES & ASSOCIATES, INC.	Jun 11, 2024	Jun 6, 2024	-5	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	LPL FINANCIAL LLC	Jan 9, 2024	Apr 23, 2024	105	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Oct 25, 2019	Jul 7, 2020	256	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	EQUITABLE ADVISORS, LLC	Jul 11, 2011	Dec 21, 2011	163	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 6, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 23, 2024 to Jun 11, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 7, 2020 to Jan 9, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 21, 2011 to Oct 25, 2019factForm ADV

Dated events

Occurred
Jun 11, 2024
Advisor changed firm
Michael Paul Pickard left Lpl Financial Llc for Raymond James & Associates, Inc. (registered 2024-06-06)
Form ADVobserved 6 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Michael Paul Pickard left Charles Schwab & Co., Inc. for Lpl Financial Llc (registered 2024-04-23)
Form ADVobserved 6 days ago