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Registered advisor
M•••••• P••• P••••••
Feed of 09/14/2026
Also filed as Mike Pickard
At current firm
2 y
since Jun 6, 2024
In the industry
38 y
since Jun 24, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 6, 2024 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedApr 23, 2024 to Jun 11, 2024 · San Diego, Ca
- C•••••• S••••• • C••• I••• national BDJul 7, 2020 to Jan 9, 2024 · Orlando, Fl
- E•••••••• A•••••••• L•• national BDDec 21, 2011 to Oct 25, 2019 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDJul 1, 2011 to Jul 11, 2011 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 11, 2024, registered Jun 6, 2024 (-5 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Jan 9, 2024, registered Apr 23, 2024 (105 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••left Oct 25, 2019, registered Jul 7, 2020 (256 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to E•••••••• A•••••••• L••left Jul 11, 2011, registered Dec 21, 2011 (163 days) · Affiliated broker-dealer or bank to another
Signals
- M•••••• P••• P•••••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-06-06)Jun 11, 2024 · Advisor changed firm · fact
- M•••••• P••• P•••••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2024-04-23)Jan 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address