This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$14.0MItem 5.F on the latest filing (2020-06-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$14.0M

Private client RAUM

$12.5MderivedItem 5.D individuals plus high net worth individuals

Private client share

89%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$7.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

103

Individual clients

47

High net worth clients

6

Custody, client assets

$1.2M

SEC number

801-118038

CRD

306199

Filings on the tape

6

First filed

Jan 7, 2020

Latest filed

Jun 17, 2020

Organised

Limited Liability Company, Delaware

• Occurred

  Feb 7, 2020
  Control person joined

  Taylor Carson Taylor Sanford (Managing Member) appeared on Schedule A of Delta Wealth Solutions, Llc

  Form ADVobserved 4 days ago
• Occurred

  Jan 7, 2020
  First Form ADV filing

  Delta Wealth Solutions, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5f2a7d35-e555-0b4e-4f40-a06b0ac6018f

First observed

Jan 7, 2020

Last observed

Jun 17, 2020 76 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.