DFX Intelligence

C••••• T••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

C••••• T••••• S••••••

Advisor at D•••• W••••• S••••••••• L••

NORTH KANSAS CITY, MO

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Search this name across graphsid dfx:ria:7f137502-25b1-1aa1-4446-6d99d7c175be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• W••••• S••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• W••••• S••••••••• L••	Former SEC adviser	Feb 7, 2020	n/a	yes	NORTH KANSAS CITY, MO	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 8, 2015	Feb 18, 2020	no	LEAWOOD, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	D•••• W••••• S••••••••• L••	Feb 18, 2020	Feb 7, 2020	-11	Firm change	Wirehouse to new firm

Relationships

Registered with (2)

→ D•••• W••••• S••••••••• L••Registered adviserregistration: current employment
Feb 7, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 8, 2015 to Feb 18, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f137502-25b1-1aa1-4446-6d99d7c175be
First observed: Oct 8, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.