DFX Intelligence

S•••• D•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

S•••• D•••••• H•••••••

Advisor at C••••••• P•••••••• I•••

Bothell, WA | NEW YORK, NY

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Search this name across graphsid dfx:ria:5f3a313c-bc20-e94f-fcc1-abd26dc39203

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Sep 6, 2024	n/a	yes	Bothell, WA\|NEW YORK, NY	Current employment
A•••••••• W••••• A••••••• L••	Independent wealth	Aug 5, 2019	Sep 27, 2024	no	Bellevue, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• W••••• A••••••• L••	C••••••• P•••••••• I•••	Sep 27, 2024	Sep 6, 2024	-21	Firm change	RIA to RIA
C••••••••• A••••••• I••	A•••••••• W••••• A••••••• L••	Jan 13, 2017	Aug 5, 2019

Relationships

Registered with (4)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 6, 2024 to presentfactForm ADV
→ A•••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Aug 5, 2019 to Sep 27, 2024factForm ADV
→ C••••••••• A••••••• I••Registered adviserregistration: previous registration
Jul 26, 2012 to Jan 13, 2017factForm ADV
→ C••••••••• W••••• M•••••••••

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f3a313c-bc20-e94f-fcc1-abd26dc39203
First observed: Aug 16, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.