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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

NAZININA FRANKIE AZWOIR

Advisor at LPL FINANCIAL LLC

NAPLES, FL

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Search this name across graphsid dfx:ria:5f41a205-c2a3-0520-21b9-c90f46c6ce78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 2, 2005
First registration: May 8, 2012
Dual registered: yes, broker-dealer
Other names: FRANKIE AZWOIR|FRANKIE AZWOIR - LYONS|FRANKIE NAZININA AZWOIR - LYONS|FRANKIE NAZININA AZWOIR - LYONS|FRANKIE NAZININA AZWOIR-LYONS|FRANKIE N AZWOIR-LYONS|NINA FRANKIE AZWOIR|FRANKIE NAZININA AZWOIR-LYONS|FRANKIE NAZININA AZWOIR-LYONS|NAZININA FRANKIE AZWOIR|NAZININA F AZWOIR
IAPD individual key: 4937699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 24, 2025	n/a	yes	NAPLES, FL	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Feb 18, 2019	Jan 28, 2025	no	CHICAGO, IL\|Naples, FL\|Bonita Springs, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 15, 2014	Jan 31, 2019	no	FT. MYERS, FL\|NAPLES, FL\|NAPLES, FL\|NAPLES, FL\|BONITA SPRINGS, FL\|NAPLES, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 5, 2013	Sep 9, 2014	no	PUNTA GORDA, FL\|NAPLES, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 8, 2012	Feb 7, 2013	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTRUST INVESTMENTS	LPL FINANCIAL LLC	Jan 28, 2025	Jan 24, 2025	-4	Bulk transfer	RIA to ibd
PNC WEALTH MANAGEMENT	WINTRUST INVESTMENTS	Jan 31, 2019	Feb 18, 2019	18	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	PNC WEALTH MANAGEMENT	Sep 9, 2014	Sep 15, 2014	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 7, 2013	Apr 5, 2013	57	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Feb 18, 2019 to Jan 28, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 15, 2014 to Jan 31, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 5, 2013 to Sep 9, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 8, 2012 to Feb 7, 2013factForm ADV

Dated events

No dated event names this entity yet.