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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)24 years in industry

Sheila Maureen Gugliuzza

Advisor at CHARLES SCHWAB & CO., INC.

Schaumburg, IL

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Search this name across graphsid dfx:ria:5f4f205b-153c-875b-a391-27fd08a5b665

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Mar 26, 2008
First registration: Jul 10, 2003
Dual registered: yes, broker-dealer
Other names: SHEILA MAUREEN MCDONOUGH
IAPD individual key: 2770200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 20, 2023	n/a	yes	Schaumburg, IL	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Dec 7, 2020	Feb 27, 2023	no	OAK BROOK, IL\|WESTERN SPRINGS, IL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 7, 2005	Nov 13, 2020	no	CHICAGO, IL\|AMES, IA\|CHICAGO, IL\|WHEATON, IL	Previous registration
TIAA-CREF TRUST COMPANY, FSB	n/a	Jul 10, 2003	Nov 3, 2006	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	CHARLES SCHWAB & CO., INC.	Feb 27, 2023	Apr 20, 2023	52	Firm change	RIA to ibd
ADVICE AND PLANNING SERVICES	EDELMAN FINANCIAL ENGINES	Nov 13, 2020	Dec 7, 2020	24	Firm change	Ibd to RIA
TIAA-CREF TRUST COMPANY, FSB	ADVICE AND PLANNING SERVICES	Nov 3, 2006	Jun 7, 2005	-514	Firm change after gap	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Dec 7, 2020 to Feb 27, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 7, 2005 to Nov 13, 2020factForm ADV
→ TIAA-CREF TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Jul 10, 2003 to Nov 3, 2006factForm ADV

Dated events

Occurred
Feb 27, 2023
Advisor changed firm
Sheila Maureen Gugliuzza left Edelman Financial Engines for Charles Schwab & Co., Inc. (registered 2023-04-20)
Form ADVobserved 6 days ago