DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• M•••••• G••••••••

C•••••• S••••• • C••• I•••national BDSchaumburg, Ildual registrantIAPD 2770200

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Sheila Maureen Mcdonough

At current firm

3 y

since Apr 20, 2023

In the industry

24 y

since May 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Apr 20, 2023 · Schaumburg, Il
E•••••• F•••••••• E•••••• independent RIA
Dec 7, 2020 to Feb 27, 2023 · Oak Brook, Il
A••••• A•• P••••••• S••••••• BD affiliated
Jun 7, 2005 to Nov 13, 2020 · Chicago, Il
T•••••••• T•••• C••••••• F•• unclassified
Jul 10, 2003 to Nov 3, 2006 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to C•••••• S••••• • C••• I•••
left Feb 27, 2023, registered Apr 20, 2023 (52 days) · RIA to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to E•••••• F•••••••• E••••••
left Nov 13, 2020, registered Dec 7, 2020 (24 days) · Affiliated broker-dealer or bank to independent RIA
T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••
left Nov 3, 2006, registered Jun 7, 2005 (-514 days) · Other

Signals

S••••• M•••••• G•••••••• left E•••••• F•••••••• E•••••• for C•••••• S••••• • C••• I••• (registered 2023-04-20)
Feb 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address