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Advisor at REGENT PEAK WEALTH ADVISORS, LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REGENT PEAK WEALTH ADVISORS, LLC | Independent wealth | Feb 18, 2021 | n/a | yes | ATLANTA, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 30, 2016 | May 10, 2019 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | REGENT PEAK WEALTH ADVISORS, LLC | May 10, 2019 | Feb 18, 2021 | 650 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:298259:GA:2019-05-07 | May 10, 2019 | Feb 18, 2021 | ATLANTA, GA | Firm change after gap |