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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 25, 2021 | n/a | yes | BOCA RATON, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 9, 2018 | Mar 24, 2021 | no | Boca Raton, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 19, 2015 | Sep 17, 2018 | no | CORAL SPRINGS, FL|POMPANO BEACH, FL|BOCA RATON, FL|DEERFIELD BEACH, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 25, 2013 | Aug 5, 2014 | no | FT. LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Mar 24, 2021 | Feb 25, 2021 | -27 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Sep 17, 2018 | Nov 9, 2018 | 53 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 5, 2014 | Feb 19, 2015 | 198 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2021-03-24 | Mar 24, 2021 | Feb 25, 2021 | BOCA RATON, FL | Firm change |