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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FRA WEALTH MANAGEMENT LLC

CRD 284020

O'FALLON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f68944e-83c3-90c6-dc2a-dac31c1bc856

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2025 to Aug 25, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $113MItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $88.2M
Private client RAUM: $113MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $18.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 951
Individual clients: 902
High net worth clients: 8
SEC number: 801-132681
CRD: 284020
Filings on the tape: 4
First filed: Apr 23, 2025
Latest filed: Aug 25, 2026
Organised: Limited Liability Company, IL
Website: frawealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH MONTAGU ROOSEVANS	Certified Financial Planner\|Chartered Financial Consultant	O'FALLON, IL	9	40	1	no
MICHAEL LYNN NICHOLS	n/a	O'FALLON, IL	1	12	2	no
Luke Anthony Curtis	n/a	O'FALLON, IL \| Winter Springs, FL	0	13	n/a	no
David Lee Kurtz	n/a	O'FALLON, IL \| Brentwood, MO	0	14	n/a	no
Nicholas William Waeckerle	n/a	Brentwood, MO \| O'FALLON, IL	0	13	n/a	no
Timothy Mark James Dew	n/a	O'FALLON, IL	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HENNESSEY, CHRISTY, SUE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Aug 25, 2026	Aug 25, 2026
PARAGON TRUST	OWNER/MANAGER EXECUTIVE OFFICER	E	yes	02/2025	Aug 25, 2026	Aug 25, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$113M	$88.2M	2	2	0	n/a	n/a
2024	Apr 23, 2025	$100M	$100M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	1	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$113M	$100M	12.7%	n/a	n/a	2	2	0	0

Relationships

Controls (2)

← PARAGON TRUSTOwnerOWNER/MANAGER EXECUTIVE OFFICER, ownership code E, domestic entity
Aug 25, 2026 to presentfactForm ADV
← HENNESSEY, CHRISTY, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 25, 2026 to presentfactForm ADV

Registered with (8)

← Timothy Mark James DewAdvisorregistration: current employment
Apr 17, 2026 to presentfactForm ADV
← Nicholas William WaeckerleAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← David Lee KurtzAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← Luke Anthony CurtisAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← MICHAEL LYNN NICHOLSAdvisorregistration: current employment
May 19, 2025 to presentfactForm ADV
← JOSEPH MONTAGU ROOSEVANSAdvisorregistration: current employment
Oct 28, 2016 to presentfactForm ADV
← Jeffrey Thomas BoneAdvisorregistration: previous registration
Mar 20, 2025 to Jun 19, 2025factForm ADV
← DAVID S RYANAdvisorregistration: previous registration
Jul 25, 2019 to Jan 13, 2020factForm ADV

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
Christy Sue Hennessey left Fra Wealth Management LLC for Wells Fargo Advisors (registered 2026-09-16)
Form ADVobserved 3 days ago
Occurred
Jun 19, 2025
Advisor changed firm
Jeffrey Thomas Bone left Fra Wealth Management Llc for Independent Wealth Network, Inc. (registered 2025-06-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f68944e-83c3-90c6-dc2a-dac31c1bc856
First observed: Apr 23, 2025
Last observed: Aug 25, 2026 27 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRA WEALTH MANAGEMENT LLC

CRD 284020

O'FALLON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f68944e-83c3-90c6-dc2a-dac31c1bc856

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH MONTAGU ROOSEVANS

Certified Financial Planner|Chartered Financial Consultant

O'FALLON, IL

MICHAEL LYNN NICHOLS

n/a

O'FALLON, IL

Luke Anthony Curtis

n/a

O'FALLON, IL | Winter Springs, FL

n/a

David Lee Kurtz

n/a

O'FALLON, IL | Brentwood, MO

n/a

Nicholas William Waeckerle

n/a

Brentwood, MO | O'FALLON, IL

n/a

Timothy Mark James Dew

n/a

O'FALLON, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HENNESSEY, CHRISTY, SUE

CHIEF COMPLIANCE OFFICER

yes

06/2024

Aug 25, 2026

PARAGON TRUST

OWNER/MANAGER EXECUTIVE OFFICER

yes

02/2025

Aug 25, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$113M

$88.2M

n/a

2024

Apr 23, 2025

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$113M

$100M

12.7%

n/a