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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

DAVID S RYAN

Advisor at FOUNDERS FINANCIAL SECURITIES, LLC

Imperial, MO

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Search this name across graphsid dfx:ria:51177030-7093-2e16-3f7f-a8ca269f710d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 8, 2008
First registration: Nov 10, 2008
Dual registered: yes, broker-dealer
Other names: DAVID RYAN FREKING|David R Freking|DAVID STANLEY RYAN
IAPD individual key: 5499913

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL SECURITIES, LLC	Independent wealth	Nov 3, 2022	n/a	yes	Imperial, MO	Current employment
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Apr 30, 2020	Nov 1, 2021	no	URBANDALE, IA\|Fairview Heights, IL\|O'Fallon, IL	Previous registration
FRA WEALTH MANAGEMENT LLC	Independent wealth	Jul 25, 2019	Jan 13, 2020	no	O'FALLON, IL	Previous registration
COMPASS WEALTH	Independent wealth	Jan 25, 2019	Jul 17, 2019	no	ST. LOUIS, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 6, 2014	Jan 14, 2019	no	ST. LOUIS, MO	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 10, 2014	Jul 29, 2014	no	HAZELWOOD, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 2, 2012	Mar 14, 2014	no	WEBSTER GROVE, MO\|SAINT LOUIS, MO\|SAINT LOUIS, MO\|WILDWOOD, MO\|SAINT LOUIS, MO\|CHICAGO, IL\|ST LOUIS, MO\|CHESTERFIELD, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	May 11, 2010	no	BRENTWOOD, MO\|CHESTERFIELD, MO	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jun 23, 2009	Nov 13, 2009	no	BRENTWOOD, MO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 10, 2008	Mar 26, 2009	no	CREVE COEUR, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRITY ALLIANCE, LLC	FOUNDERS FINANCIAL SECURITIES, LLC	Nov 1, 2021	Nov 3, 2022	367	Firm change	RIA to RIA
FRA WEALTH MANAGEMENT LLC	INTEGRITY ALLIANCE, LLC	Jan 13, 2020	Apr 30, 2020	108	Firm change	RIA to RIA
COMPASS WEALTH	FRA WEALTH MANAGEMENT LLC	Jul 17, 2019	Jul 25, 2019	8	Firm change	RIA to RIA
STIFEL, NICOLAUS & COMPANY, INCORPORATED	COMPASS WEALTH	Jan 14, 2019	Jan 25, 2019	11	Firm change	Ibd to RIA
CUNA BROKERAGE SERVICES, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jul 29, 2014	Aug 6, 2014	8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CUNA BROKERAGE SERVICES, INC.	Mar 14, 2014	Jun 10, 2014	88	Firm change	Other
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 11, 2010	Apr 2, 2012	692	Firm change after gap	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	NATCITY INVESTMENTS, INC.	Mar 26, 2009	Jun 23, 2009	89	Firm change	Other

Relationships

Registered with (10)

→ FOUNDERS FINANCIAL SECURITIES, LLCRegistered adviserregistration: current employment
Nov 3, 2022 to presentfactForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Apr 30, 2020 to Nov 1, 2021factForm ADV
→ FRA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 25, 2019 to Jan 13, 2020factForm ADV
→ COMPASS WEALTHRegistered adviserregistration: previous registration
Jan 25, 2019 to Jul 17, 2019factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 6, 2014 to Jan 14, 2019factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 10, 2014 to Jul 29, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 2, 2012 to Mar 14, 2014factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to May 11, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 23, 2009 to Nov 13, 2009factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 10, 2008 to Mar 26, 2009factForm ADV

Dated events

No dated event names this entity yet.