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J•••• A•••••• A••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• A•••••• A••••••• B••••

Advisor at N•••••••• B••••• B• L••

Hopatcong, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:5f6c2afe-1e78-f87e-7e20-e5e609963c8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Jan 6, 2021	n/a	yes	NEW YORK, NY\|Hopatcong, NJ	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 11, 2014	Dec 23, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	N•••••••• B••••• B• L••	Dec 23, 2020	Jan 6, 2021	14	Firm change	Other
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Apr 14, 2014

Relationships

Registered with (3)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Jan 6, 2021 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2014 to Dec 23, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 28, 2012 to Apr 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f6c2afe-1e78-f87e-7e20-e5e609963c8b
First observed: Aug 28, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.