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Advisor at J.P. MORGAN SECURITIES LLC
LADERA RANCH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 2, 2025 | n/a | yes | LADERA RANCH, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 28, 2025 | Jul 17, 2025 | no | FORT MILL, SC|NEWPORT BEACH, CA|Garden Grove, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 21, 2023 | Apr 7, 2025 | no | NEW YORK, NY|ORANGE, CA|TUSTIN, CA|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | J.P. MORGAN SECURITIES LLC | Jul 17, 2025 | Jul 2, 2025 | -15 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Apr 7, 2025 | Mar 28, 2025 | -10 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:79:CA:2025-07-17 | Jul 17, 2025 | Jul 2, 2025 | GARDEN GROVE, CA | Firm change |