DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
LOS ALAMITOS, CA | DOWNEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 4, 2024 | n/a | yes | LOS ALAMITOS, CA|DOWNEY, CA | Current employment |
| W••••• F•••••••• S•••••••• L•• | Former SEC adviser | Sep 14, 2015 | Jan 10, 2020 | no | SHERMAN OAKS, CA|PASADENA, CA|THOUSAND OAKS, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Jan 10, 2020 | Jan 4, 2024 | 1,455 | Firm change after gap | RIA to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W••••• F•••••••• S•••••••• L•• | Jan 8, 2015 | Sep 14, 2015 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 20, 2011 | Jan 8, 2015 | no | REDONDO BEACH, CA|TORRANCE, CA|FULLERTON, CA|HERMOSA BEACH, CA|REDONDO BEACH, CA|LOS ANGELES, CA|SANTA MONICA, CA|TORRANCE, CA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jun 26, 2007 | Jul 21, 2009 | no | TORRANCE, CA|LOS ANGELES, CA | Previous registration |
| 249 |
| Firm change |
| Wirehouse to RIA |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 21, 2009 | Dec 20, 2011 | 882 | Firm change after gap | Other |