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W•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant17 years in industry

W•••••• C•••••••••

Advisor at A•••• O•••• F••••••••

BRADENTON, FL

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Search this name across graphsid dfx:ria:5f8da688-47f8-7799-0f55-3b2e904ce94d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• O•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• O•••• F••••••••	Independent wealth	May 14, 2021	n/a	yes	BRADENTON, FL	Current employment
A•••• O•••• F••••••••• I•••	Former SEC adviser	May 31, 2011	Aug 6, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• O•••• F••••••••• I•••	A•••• O•••• F••••••••	Aug 6, 2021	May 14, 2021	-84	Channel change	RIA to new firm
F••••••• F•••••••• S••••••••• L••	A•••• O•••• F••••••••• I•••	Jun 13, 2011

Relationships

Registered with (3)

→ A•••• O•••• F••••••••Registered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ A•••• O•••• F••••••••• I•••Registered adviserregistration: previous registration
May 31, 2011 to Aug 6, 2021factForm ADV
→ F••••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
May 17, 2011 to Jun 13, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f8da688-47f8-7799-0f55-3b2e904ce94d
First observed: Jan 12, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.