DFX Intelligence

N••• H••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)47 years in industry

N••• H••••• R•••••

Advisor at E•• F•••••••• A•••••••

ADDISON, TX | MONTPELIER, VT

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Search this name across graphsid dfx:ria:5f92e483-3414-2627-9d62-8bec4703ad53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Apr 13, 2016	n/a	yes	MONTPELIER, VT\|ADDISON, TX	Current employment
N•• E•••••• S••••••••• C•••••••••	Former SEC adviser	Jul 3, 2002	Mar 7, 2003	no	ADDISON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• S••••••••• C•••••••••	E•• F•••••••• A•••••••	Mar 7, 2003	Apr 13, 2016	4,786	Firm change after gap	Other

Relationships

Registered with (2)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 13, 2016 to presentfactForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 3, 2002 to Mar 7, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f92e483-3414-2627-9d62-8bec4703ad53
First observed: Jul 3, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.