DFX Intelligence
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Registered advisor
N••• H••••• R•••••
Feed of 09/14/2026
Also filed as N••• H••••• R••••••
At current firm
10 y
since Apr 13, 2016
In the industry
47 y
since May 1, 1979 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•• F•••••••• A••••••• independent RIA currentsince Apr 13, 2016 · Montpelier, Vt
- N•• E•••••• S••••••••• C••••••••• formerJul 3, 2002 to Mar 7, 2003 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- N•• E•••••• S••••••••• C••••••••• to E•• F•••••••• A•••••••left Mar 7, 2003, registered Apr 13, 2016 (4786 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address