P•••• C• B•••••

Advisor at S•••• A••••••• G•••• L••

WELLS, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f952d30-37f1-0c63-f082-faaf3f3afcaf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• A••••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 18, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• A••••••• G•••• L••	State registered	Sep 20, 2013	n/a	yes	WELLS, ME	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 18, 2011	Oct 19, 2011	no	PORTLAND, ME	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S•••• A••••••• G•••• L••	Oct 19, 2011	Sep 20, 2013	702	Firm change after gap	Ibd to state RIA
R•• C•••••• M••••••• L••	A••••••••• F•••••••• S•••••••• L••	Oct 4, 2011	Oct 18, 2011

Relationships

Registered with (3)

→ S•••• A••••••• G•••• L••Registered adviserregistration: current employment
Sep 20, 2013 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2011 to Oct 19, 2011factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Dec 4, 2002 to Oct 4, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f952d30-37f1-0c63-f082-faaf3f3afcaf
First observed: Dec 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.