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Advisor at GREAT AMERICAN ADVISORS, INC.
Naples, FL | CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREAT AMERICAN ADVISORS, INC. | Former SEC adviser | Jun 3, 2020 | n/a | yes | Naples, FL|CINCINNATI, OH | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jan 10, 2019 | Apr 15, 2020 | no | Ramsey, MN|WAVERLY, IA | Previous registration |
| NEPSIS ADVISOR SERVICES, INC. | Former SEC adviser | Apr 23, 2018 | Dec 19, 2018 | no | Ramsey, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | GREAT AMERICAN ADVISORS, INC. | Apr 15, 2020 | Jun 3, 2020 | 49 | Firm change | Other |
| NEPSIS ADVISOR SERVICES, INC. | CUNA BROKERAGE SERVICES, INC. | Dec 19, 2018 | Jan 10, 2019 | 22 | Firm change | RIA to RIA |