DFX Intelligence

T•••••• I••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

T•••••• I••••• S••••••

Advisor at S••••• G••••• I••••••••• L••

BOUNTIFUL, UT

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Search this name across graphsid dfx:ria:5fa07cfb-f843-6acf-3105-90d92001520b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Jan 7, 2025	n/a	yes	BOUNTIFUL, UT	Current employment
O•••••• W••••• M••••••••• L••	Former SEC adviser	Jan 10, 2023	Mar 20, 2023	no	COTTONWOOD HEIGHTS, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• W••••• M••••••••• L••	S••••• G••••• I••••••••• L••	Mar 20, 2023	Jan 7, 2025	659	Firm change after gap	RIA to RIA
S•••••••• A••••••• L••	O•••••• W••••• M••••••••• L••	May 7, 2015	Jan 10, 2023

Relationships

Registered with (3)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ O•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2023 to Mar 20, 2023factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 8, 2008 to May 7, 2015factForm ADV

Dated events

Occurred
Mar 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fa07cfb-f843-6acf-3105-90d92001520b
First observed: Jan 8, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.