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S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S•••••••• L••

CRD 145713

LYNNFIELD, MA

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Search this name across graphsid dfx:ria:5fa07e92-ab62-0962-3e84-57125658faa9

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 5
On other graphs: 0
Observed: Jun 29, 2015 to Feb 24, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $989M
Private client RAUM: $1.0Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $90.9Mderived

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• G•••••••	MEMBER PRESIDENT	B	yes	01/2020	Feb 24, 2026	Feb 24, 2026
S••••• M••••••• J•••	MEMBER, CHIEF COMPLIANCE OFFICER	B	yes	01/2020	Feb 24, 2026	Feb 24, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	1	no
Baltimore	Md	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$884M	13.1%	$650M	15.5%	25	25	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• M••••••••• A•••••••• L••	3	Mar 1, 2022	Mar 24, 2022	TEWKSBURY, MA	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (12)

← Kevin SanchezAdvisorregistration: current employment
Sep 17, 2025 to presentfactForm ADV
← Nicholas ForgioneAdvisorregistration: current employment
Jan 18, 2024 to presentfactForm ADV
← Domenica Marie LurveyAdvisorregistration: current employment
Nov 21, 2023 to presentfactForm ADV
← Jeffrey Aron

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
Kevin Eugene Kenny left S•••••••• L•• for Mml Investors Services, Llc (registered 2025-05-27)
Form ADVobserved 7 days ago
Occurred
Mar 1, 2022
Firm absorbed
W••••• M••••••••• A•••••••• L••'s advisors moved to S•••••••• L•• (Tewksbury, MA): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Feb 25, 2022
Regulatory AUM changed
S•••••••• L•• reported RAUM $676.0M, up 151% from $268.8M (2022-02-10 to 2022-02-25)
Form ADVobserved 7 days ago
$407M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fa07e92-ab62-0962-3e84-57125658faa9
First observed: Jun 29, 2015
Last observed: Feb 24, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.