DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sachetta, LLC
Latest filing Feb 24, 2026
First filing on the tape Jun 29, 2015 · 34 filings
SEC status approved since Jul 8, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$90.9M
derived; firm RAUM over IAPD count
Employees
25
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.0B as of Feb 24, 2026
Jan 22, 2016$145M then
HNW client RAUM$864M as of Feb 24, 2026
Feb 2, 2018$108M then
State-registered IARs (5.B.3)10 as of Feb 24, 2026
Jan 22, 20163 then
Employees (5.A)25 as of Feb 24, 2026
Jan 22, 201613 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $90.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $491,796derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $71.2M, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$864M86%
- Individuals$137M14%
- Individual clients
- 336reported
- HNW clients
- 259reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,034reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $71.2M for 88 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Kevin Eugene Kenny to MML Investors Services, LLCJan 2, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Kevin Sanchez from Keenan FinancialSep 17, 2025 · RIA to RIA
- Domenica Marie Lurvey from Eagle Strategies LLCNov 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Aron from Wealth Management Advisors, LLCMar 24, 2022 · RIA to RIA
- Janice Darlene Mcgarry from Wealth Management Advisors, LLCMar 8, 2022 · RIA to RIA
- Stephen Patrick Ahern from Wealth Management Advisors, LLCFeb 8, 2022 · RIA to RIA
- Kevin Eugene Kenny from Wells Fargo AdvisorsMay 4, 2021 · Wirehouse to independent RIA
- Michael Callahan from Quest Financial Services, Inc.Dec 13, 2007 · Other
- Joseph Sachetta from Quest Financial Services, Inc.Dec 13, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Wealth Management Advisors, LLCMar 1, 2022 · Tewksbury, Ma · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Stephen Ahern · Managing Member, Presidentcontrolsince 01/2022 · owns 10% to 25%
- Joseph Michael Callahan · Managing Member, Ceocontrolsince 11/2007 · owns 10% to 25%
- Georgios Liakakis · Member Presidentcontrolsince 01/2020 · owns 10% to 25%
- Joseph Sachetta · Manager Emerituscontrolsince 01/2024 · owns less than 5%
- Stephen Sachetta · Managing Membercontrolsince 11/2007 · owns 10% to 25%
- John Matthew Stead · Member, Chief Compliance Officercontrolsince 01/2020 · owns 10% to 25%
- Eric Sachetta · Member, Financial Advisorsince 01/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lynnfield, Ma · principal | 11 | 1 | 0 | ||
| Baltimore, Md | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Baltimore, MD1 employees
- Naples, FL1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 24, 2026AHERN, STEPHEN, PATRICK (MANAGING MEMBER, PRESIDENT) left Schedule A between the filings of 2022-02-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026CALLAHAN, MICHAEL, JOSEPH (MANAGING MEMBER, CEO) left Schedule A between the filings of 2022-02-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026SACHETTA, JOSEPH (MANAGER EMERITUS) left Schedule A between the filings of 2022-02-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026SACHETTA, STEPHEN (MANAGING MEMBER) left Schedule A between the filings of 2022-02-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,031 to 2,034Aug 28, 2025 to Feb 24, 2026
- HNW clients · 231 to 259Aug 28, 2025 to Feb 24, 2026
- Individual clients · 377 to 336Aug 28, 2025 to Feb 24, 2026
- Assets in custody · $78.8M to $71.2MAug 28, 2025 to Feb 24, 2026
- Financial planning clients · 251-500 to More than 500Aug 28, 2025 to Feb 24, 2026
- Discretionary RAUM · $877M to $989MAug 28, 2025 to Feb 24, 2026
- HNW RAUM · $735M to $864MAug 28, 2025 to Feb 24, 2026
- Individual RAUM · $149M to $137MAug 28, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $7.0M to $11.0MAug 28, 2025 to Feb 24, 2026
- RAUM · $884M to $1.0BAug 28, 2025 to Feb 24, 2026
- Financial planning clients · 251-500 to 251-500Feb 25, 2025 to Jun 2, 2025
- Accounts · 1,880 to 2,031Feb 23, 2024 to Feb 25, 2025
- Advisory employees · 11 to 10Feb 23, 2024 to Feb 25, 2025
- HNW clients · 213 to 231Feb 23, 2024 to Feb 25, 2025
- Individual clients · 373 to 377Feb 23, 2024 to Feb 25, 2025
- Assets in custody · $192M to $78.8MFeb 23, 2024 to Feb 25, 2025
- Employees · 26 to 25Feb 23, 2024 to Feb 25, 2025
- State-registered IARs · 11 to 10Feb 23, 2024 to Feb 25, 2025
- Other offices · 2 to 1Feb 23, 2024 to Feb 25, 2025
- Discretionary RAUM · $714M to $877MFeb 23, 2024 to Feb 25, 2025
- HNW RAUM · $590M to $735MFeb 23, 2024 to Feb 25, 2025
- Individual RAUM · $130M to $149MFeb 23, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $6.4M to $7.0MFeb 23, 2024 to Feb 25, 2025
- RAUM · $720M to $884MFeb 23, 2024 to Feb 25, 2025
- Accounts · 1,949 to 1,880Nov 28, 2023 to Feb 23, 2024
- Advisory employees · 9 to 11Nov 28, 2023 to Feb 23, 2024
- HNW clients · 201 to 213Nov 28, 2023 to Feb 23, 2024
- Individual clients · 419 to 373Nov 28, 2023 to Feb 23, 2024
- Pension plan clients · unset to 0.0Nov 28, 2023 to Feb 23, 2024
- Assets in custody · $331M to $192MNov 28, 2023 to Feb 23, 2024
- Employees · 24 to 26Nov 28, 2023 to Feb 23, 2024
- State-registered IARs · 9 to 11Nov 28, 2023 to Feb 23, 2024
- Discretionary RAUM · $644M to $714MNov 28, 2023 to Feb 23, 2024
- HNW RAUM · $548M to $590MNov 28, 2023 to Feb 23, 2024
- Individual RAUM · $100.0M to $130MNov 28, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $5.7M to $6.4MNov 28, 2023 to Feb 23, 2024
- Pension RAUM · $1.5M to $0Nov 28, 2023 to Feb 23, 2024
- RAUM · $650M to $720MNov 28, 2023 to Feb 23, 2024
- Accounts · 2,041 to 1,949Jun 1, 2022 to Feb 21, 2023
- Advisory employees · 8 to 9Jun 1, 2022 to Feb 21, 2023
Signals
5 dated events
- Kevin Eugene Kenny left Sachetta, Llc for Mml Investors Services, Llc (registered 2025-05-27)Jan 2, 2025 · Advisor changed firm · fact
- Wealth Management Advisors, LLC's advisors moved to Sachetta, LLC (Tewksbury, MA): 3 of 3 registered, on the same dayMar 1, 2022 · Firm absorbed (people side) · derived
- Sachetta, Llc reported RAUM $676.0M, up 151% from $268.8M (2022-02-10 to 2022-02-25)Feb 25, 2022 · RAUM change · derived
- Patrick Stephen Ahern (Managing Member, President) appeared on Schedule A of Sachetta, LlcFeb 25, 2022 · Control person joined · fact
- Sachetta & Callahan, Llc filed its initial SEC registration (Form ADV)Jun 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-242-6766reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-233-4138reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/sachettareportedpublic record, Form ADV, Sep 17, 2026
- Website
- SACHETTA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 781-233-4138reportedpublic record, Form ADV, Feb 24, 2026
- Contact form
- allworthfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- allworthfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026