DFX Intelligence

T•••••• J••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)20 years in industry

T•••••• J••• H•••••••••

Advisor at S••••••• I••••••••• A•••••••• I•••

PORTLAND, OR | Apple Valley, MN

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Search this name across graphsid dfx:ria:5fa16cb9-1102-0e3d-fca1-8711d7d91db0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 12, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Feb 3, 2023	n/a	yes	PORTLAND, OR\|Apple Valley, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 12, 2006	Apr 24, 2007	no	MPLS, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S••••••• I••••••••• A•••••••• I•••	Apr 24, 2007	Feb 3, 2023	5,764	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 3, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 12, 2006 to Apr 24, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fa16cb9-1102-0e3d-fca1-8711d7d91db0
First observed: Sep 12, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.