DFX Intelligence

A•••• A•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••• A•• P•••••

Advisor at R•• C•••••• M••••••• L••

DALLAS, TX | Little Elm, TX

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Search this name across graphsid dfx:ria:5fa84af1-fc8b-2d72-0752-3341c3e49aac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jun 5, 2024	n/a	yes	Little Elm, TX\|DALLAS, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 30, 2023	Jan 5, 2024	no	NEW YORK, NY\|DALLAS, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Jan 5, 2024	Jun 5, 2024	152	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 13, 2022	Jan 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
136865:288590:VA:2019-02-07	Feb 12, 2019	Mar 27, 2019	MCLEAN, VA	Firm change

Relationships

Registered with (6)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jun 5, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 30, 2023 to Jan 5, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 20, 2020 to Apr 13, 2022factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jan 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fa84af1-fc8b-2d72-0752-3341c3e49aac
First observed: Aug 19, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.