DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
North Olmsted, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Aug 14, 2026 | n/a | yes | North Olmsted, OH | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Jul 13, 2026 | no | FAIRLAWN, OH|AKRON, OH|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Jul 13, 2026 | Aug 14, 2026 | 32 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | May 13, 2022 | Mar 31, 2025 | no | FAIRLAWN, OH | Previous registration |
| A••••••• F•••••••• A••••••• | Former SEC adviser | Feb 18, 2021 | Feb 28, 2022 | no | LAWRENCE, KS|AKRON, OH | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Sep 10, 2015 | Mar 4, 2021 | no | Richfield, OH | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| A••••••• F•••••••• A••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Feb 28, 2022 | May 13, 2022 | 74 | Firm change | RIA to ibd |
| C•••••• S••••• • C••• I••• | A••••••• F•••••••• A••••••• | Mar 4, 2021 | Feb 18, 2021 | -14 | Firm change | Ibd to RIA |