DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• T••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedNorth Olmsted, Ohdual registrantIAPD 6426561

Feed of 09/14/2026

Also filed as C•••• M T••••

At current firm

0 y

since Aug 14, 2026

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Aug 14, 2026 · North Olmsted, Oh
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jul 13, 2026 · Fairlawn, Oh
F••••••• P••••••• A•• W•••••••• A••••••• former
May 13, 2022 to Mar 31, 2025 · Fairlawn, Oh
A••••••• F•••••••• A••••••• former
Feb 18, 2021 to Feb 28, 2022 · Lawrence, Ks
C•••••• S••••• • C••• I••• national BD
Sep 10, 2015 to Mar 4, 2021 · Richfield, Oh

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 13, 2026, registered Aug 14, 2026 (32 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
A••••••• F•••••••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Feb 28, 2022, registered May 13, 2022 (74 days) · RIA to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to A••••••• F•••••••• A•••••••
left Mar 4, 2021, registered Feb 18, 2021 (-14 days) · Affiliated broker-dealer or bank to independent RIA

Signals

C•••• T•••• left S•••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-08-14)
Jul 13, 2026 · Advisor changed firm · fact
C•••• T•••• left A••••••• F•••••••• A••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-05-13)
Feb 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address