DFX Intelligence

J••• H••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

J••• H••••••• L••••••

Advisor at V••••••• A•••••••• I•••

MALVERN, PA

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Search this name across graphsid dfx:ria:5fc09b5b-5f2f-b127-7a78-f8ee764f664e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Jun 10, 2020	n/a	yes	MALVERN, PA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 1, 2017	Jun 13, 2019	no	LANGHORNE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	C••••• A•••••• N••••••• L••	May 12, 2020	Nov 1, 2017	-923	Firm change after gap	Other
C••••• A•••••• N••••••• L••	V••••••• A•••••••• I•••	Jun 13, 2019	Jun 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
30833:18697:CA:2015-12-02	Dec 2, 2015	Dec 2, 2015	SANTA BARBARA, CA	Firm change

Relationships

Registered with (5)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 10, 2020 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 2, 2015 to May 12, 2020factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 1, 2017 to Jun 13, 2019factForm ADV
→ G••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5fc09b5b-5f2f-b127-7a78-f8ee764f664e
First observed: Jun 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.