DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Harrison Lindsey
Certified Financial Planner
Feed of 09/14/2026
Also filed as John H Lindsey
At current firm
6 y
since Jun 10, 2020
In the industry
33 y
since Nov 9, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jun 10, 2020 · Malvern, Pa
- Cetera Advisor Networks LLC formerNov 1, 2017 to Jun 13, 2019 · Langhorne, Pa
- United Capital Financial Advisors independent RIADec 2, 2015 to May 12, 2020 · Langhorne, Pa
- Girard Securities, Inc. formerDec 2, 2015 to Nov 1, 2017 · San Diego, Ca
- Centaurus Financial, Inc. BD affiliatedJun 19, 2012 to Dec 2, 2015 · Langhorne, Pa
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Cetera Advisor Networks LLCleft May 12, 2020, registered Nov 1, 2017 (-923 days) · Other
- Cetera Advisor Networks LLC to Vanguard Advisers, Inc.left Jun 13, 2019, registered Jun 10, 2020 (363 days) · Affiliated broker-dealer or bank to another
- Girard Securities, Inc. to United Capital Financial Advisorsleft Nov 1, 2017, registered Dec 2, 2015 (-700 days) · Other
- Centaurus Financial, Inc. to Girard Securities, Inc.left Dec 2, 2015, registered Dec 2, 2015 (0 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address