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Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Wichita, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Apr 3, 2024 | n/a | yes | Wichita, KS | Current employment |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Sep 3, 2015 | Nov 1, 2023 | no | WICHITA, KS | Previous registration |
| KEATING FINANCIAL ADVISORY SERVICES | Independent wealth | Apr 7, 2015 | Aug 18, 2015 | no | WICHITA, KS|MANHATTAN, KS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 16, 2015 | Aug 14, 2015 | no | WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEATING FINANCIAL ADVISORY SERVICES | TRANSAMERICA RETIREMENT ADVISORS, LLC | Aug 18, 2015 | Sep 3, 2015 | 16 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | KEATING FINANCIAL ADVISORY SERVICES | Aug 14, 2015 | Apr 7, 2015 | -129 | Firm change after gap | Other |