DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 24, 2023 | n/a | yes | SAN DIEGO, CA|SUMMERVILLE, SC|Summerville, SC | Current employment |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Jul 22, 2019 | Aug 25, 2023 | no | SAN DIEGO, CA|Mt Plesant, SC|N. CHARLESTON, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | L•• F•••••••• L•• | Aug 25, 2023 | Aug 24, 2023 | -1 | Firm change | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | I••••••••• F•••••••• G••••• L•• | Jul 24, 2019 | Jul 22, 2019 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 16, 2011 | Jul 24, 2019 | no | OCEAN CITY, MD|MOUNT PLEASANT, SC|MOUNT PLEASANT, SC | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 3, 2003 | May 16, 2011 | no | BERLIN, MD | Previous registration |
| S••••••••• C•••••• M••••••••• I••• | Former SEC adviser | Jan 1, 1997 | Jan 6, 2003 | no | ANNAPOLIS, MD | Previous registration |
| -2 |
| Firm change |
| Wirehouse to RIA |
| L•• F•••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | May 16, 2011 | May 16, 2011 | 0 | Firm change | Other |
| S••••••••• C•••••• M••••••••• I••• | L•• F•••••••• L•• | Jan 6, 2003 | Jan 3, 2003 | -3 | Firm change | Other |