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T•••• A•• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

T•••• A•• K••••

Advisor at T••••••• C•••••• M••••••••• I•••

LAGUNA HILLS, CA

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Search this name across graphsid dfx:ria:5febe6f3-c43d-f9bd-d931-71c04c6a8e87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• C•••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• C•••••• M••••••••• I•••	Mixed wealth	Dec 19, 2013	n/a	yes	LAGUNA HILLS, CA	Current employment
T••••••• C•••••• M••••••••• I•••	Former SEC adviser	Jul 8, 1997	Jan 31, 2014	no	LAGUNA HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• C•••••• M••••••••• I•••	T••••••• C•••••• M••••••••• I•••	Jan 31, 2014	Dec 19, 2013	-43	Channel change	Other

Relationships

Registered with (2)

→ T••••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 19, 2013 to presentfactForm ADV
→ T••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5febe6f3-c43d-f9bd-d931-71c04c6a8e87
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.