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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TOWNELEY CAPITAL MANAGEMENT, INC.

CRD 108882

LAGUNA HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad79ba09-0ccf-2e77-3e0e-0e0d09ee7d0d

Data as of Dec 19, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Dec 19, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $563MItem 5.F on the latest filing (2013-12-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $563M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 10
Accounts: 298
SEC number: 801-7739
CRD: 108882
Filings on the tape: 3
First filed: Mar 30, 2012
Latest filed: Dec 19, 2013
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KUNTZ, TRACY, ANN	PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2009	Mar 30, 2012	Dec 19, 2013
MCCAIN, WESLEY, GEORGE	Chairman	Na	yes	06/1971	Mar 30, 2012	Dec 19, 2013
MANASTEE RIVER REVOCABLE TRUST	Trust	E	no	08/1990	Mar 30, 2012	Dec 19, 2013
SHEFFIELD TRUST	Trust	B	no	12/1998	Mar 30, 2012	Dec 19, 2013
STORRIE, NOREENE	TRUSTEE, SHEFFIELD TRUST	B	no	12/1998	Mar 30, 2012	Dec 19, 2013

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$563M	$563M	14	10	n/a	n/a	n/a
2011	Mar 30, 2012	$542M	$542M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$563M	$542M	4.0%	n/a	n/a	14	n/a	n/a	n/a

Relationships

Controls (2)

← MCCAIN, WESLEY, GEORGEOwnerCHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KUNTZ, TRACY, ANNOwnerPRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← STORRIE, NOREENEOwnerTRUSTEE, SHEFFIELD TRUST, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← MANASTEE RIVER REVOCABLE TRUSTOwnerTRUST, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SHEFFIELD TRUSTOwnerTRUST, ownership code B, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (3)

← ERNEST DANIEL GARRETTAdvisorregistration: previous registration
Feb 9, 2005 to Jan 31, 2014factForm ADV
← TRACY ANN KUNTZAdvisorregistration: previous registration
Jul 8, 1997 to Jan 31, 2014factForm ADV
← ROBYN LYNN CLARKEAdvisorregistration: previous registration
Apr 22, 2004 to Jan 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad79ba09-0ccf-2e77-3e0e-0e0d09ee7d0d
First observed: Mar 30, 2012
Last observed: Dec 19, 2013 155 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOWNELEY CAPITAL MANAGEMENT, INC.

CRD 108882

LAGUNA HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad79ba09-0ccf-2e77-3e0e-0e0d09ee7d0d

Data as of Dec 19, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KUNTZ, TRACY, ANN

PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2009

Mar 30, 2012

Dec 19, 2013

MCCAIN, WESLEY, GEORGE

Chairman

yes

06/1971

Mar 30, 2012

Dec 19, 2013

MANASTEE RIVER REVOCABLE TRUST

Trust

08/1990

Mar 30, 2012

Dec 19, 2013

SHEFFIELD TRUST

Trust

12/1998

Mar 30, 2012

Dec 19, 2013

STORRIE, NOREENE

TRUSTEE, SHEFFIELD TRUST

12/1998

Mar 30, 2012

Dec 19, 2013

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$563M

n/a

2011

Mar 30, 2012

$542M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$563M

$542M

4.0%

n/a