A••••• L••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Plainville, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 23, 2024	n/a	yes	Plainville, MA	Current employment
B•••••• W••••• A•••••••• L••	State registered	Jan 15, 2019	Dec 31, 2023	no	WARWICK, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• W••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Dec 31, 2023	Feb 23, 2024	54	Firm change	Other
C••••••••• F•••••••• N••••••	B•••••• W••••• A•••••••• L••	Oct 11, 2018	Oct 23, 2018

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 23, 2024 to presentfactForm ADV
→ B•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 15, 2019 to Dec 31, 2023factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 22, 2003 to Oct 11, 2018factForm ADV

Dated events

Order

Occurred
31 Dec 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.