DFX Intelligence

C••• J••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••• J••••• N•••••

Advisor at T•••••••• W•••••• L••

Hugo, MN | VADNAIS HEIGHTS, MN

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Search this name across graphsid dfx:ria:5ff79c06-66c4-1b5e-5ac1-6f0a4d151404

Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 28, 2018 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• W•••••• L••	Independent wealth	Oct 11, 2022	n/a	yes	Hugo, MN\|VADNAIS HEIGHTS, MN	Current employment
G•••• W••••• F••••••••	Independent wealth	Apr 6, 2022	Aug 16, 2022	no	Vadnais Heights, MN\|SHOREVIEW, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• W••••• F••••••••	T•••••••• W•••••• L••	Aug 16, 2022	Oct 11, 2022	56	Firm change	RIA to new firm
A••••••••• W••••• P•••••••	G•••• W••••• F••••••••	Apr 28, 2022	Apr 6, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
308215:322924:MN:2022-08-08	Aug 16, 2022	Oct 11, 2022	VADNAIS HEIGHTS, MN	Firm change
113074:308215:MN:2022-04-28	Apr 28, 2022	Apr 6, 2022	MINNETONKA, MN	Firm change

Relationships

Registered with (3)

→ T•••••••• W•••••• L••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ G•••• W••••• F••••••••Registered adviserregistration: previous registration
Apr 6, 2022 to Aug 16, 2022factForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Aug 28, 2018 to Apr 28, 2022factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ff79c06-66c4-1b5e-5ac1-6f0a4d151404
First observed: Aug 28, 2018
Last observed: Sep 23, 2026 12 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.