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Reading the graph
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Advisor at P••• W••••• S••••••••
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• W••••• S•••••••• | Independent wealth | Apr 11, 2025 | n/a | yes | PEPPER PIKE, OH | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Dec 31, 2024 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | P••• W••••• S•••••••• | Dec 31, 2024 | Apr 11, 2025 | 101 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 |
| Previous registration |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Aug 25, 2008 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| C•••••• E••••• G•••• A•••••••• L•• | Former SEC adviser | May 9, 2007 | Sep 19, 2008 | no | SOLON, OH | Previous registration |
| T•• C•••••• E••••• G••••• L•• | n/a | Jan 16, 2003 | Apr 27, 2007 | no | SOLON, OH|ISELIN, NJ | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| C•••••• E••••• G•••• A•••••••• L•• | A••••••• P••••••••• A•••••••• I•• | Sep 19, 2008 | Aug 25, 2008 | -25 | Firm change | Other |
| T•• C•••••• E••••• G••••• L•• | C•••••• E••••• G•••• A•••••••• L•• | Apr 27, 2007 | May 9, 2007 | 12 | Firm change | Other |