DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
CLEARWATER, FL | INVER GROVE HEIGHTS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 11, 2024 | n/a | yes | CLEARWATER, FL|INVER GROVE HEIGHTS, MN | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | Dec 16, 2024 | no | NEW BRIGHTON, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | L•• F•••••••• L•• | Dec 16, 2024 | Dec 11, 2024 | -5 | Firm change | Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:MN:2024-12-02 | Dec 16, 2024 | Dec 11, 2024 | NEW BRIGHTON, MN | Firm change |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 28, 2017 | Jun 14, 2024 | no | NEW BRIGHTON, MN | Previous registration |
| A•••••• A••••••• S••••••• | Former SEC adviser | Jan 12, 2017 | Aug 4, 2017 | no | Saint Paul, MN | Previous registration |
| S•••••• F••••• F•••••••• A••••••• | Independent wealth | Sep 29, 2016 | Jan 10, 2017 | no | BLOOMINGTON, MN | Previous registration |
| M••••• S•••••• | Wirehouse | Jan 28, 2014 | Jul 8, 2016 | no | Bloomington, MN | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 16, 2004 | Feb 3, 2005 | no | ST PAUL, MN | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| A•••••• A••••••• S••••••• | S••••••••• A•••••• A•••••••• I••• | Aug 4, 2017 | Jul 28, 2017 | -7 | Firm change | Other |
| S•••••• F••••• F•••••••• A••••••• | A•••••• A••••••• S••••••• | Jan 10, 2017 | Jan 12, 2017 | 2 | Firm change | Other |
| M••••• S•••••• | S•••••• F••••• F•••••••• A••••••• | Jul 8, 2016 | Sep 29, 2016 | 83 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• | Feb 3, 2005 | Jan 28, 2014 | 3,281 | Firm change after gap | Wirehouse to wirehouse |