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RIA / WealthAdvisor26 years in industry

Matthew Grant Swatek

Advisor at PRIME CAPITAL FINANCIAL

Springfield, MO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:5ffd6948-ca19-fed8-35eb-3bdb9981ba73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 6, 1999
First registration: Aug 29, 2002
Dual registered: no
Other names: MATT SWATEK|MATTHEW G SWATEK
IAPD individual key: 4013982

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Mar 3, 2020	n/a	yes	Springfield, MO\|OVERLAND PARK, KS	Current employment
FIDUCIARY INVESTMENT TRUSTS, LLC	Former SEC adviser	Mar 3, 2020	Mar 3, 2020	no	Springfield, MO\|OVERLAND PARK, KS	Previous registration
CETERA PLANNING PARTNERS	Independent wealth	Jan 20, 2015	Mar 25, 2020	no	SPRINGFIELD, MO\|LEAWOOD, KS	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 29, 2002	Jan 27, 2015	no	SPRINGFIELD, MO\|ST LOUIS, MO\|SPRINGFIELD, MO\|SPRINGFIELD, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA PLANNING PARTNERS	FIDUCIARY INVESTMENT TRUSTS, LLC	Mar 25, 2020	Mar 3, 2020	-22	Firm change	Other
FIDUCIARY INVESTMENT TRUSTS, LLC	PRIME CAPITAL FINANCIAL	Mar 3, 2020	Mar 3, 2020	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	CETERA PLANNING PARTNERS	Jan 27, 2015	Jan 20, 2015	-7	Firm change	Other

Relationships

Registered with (4)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Mar 3, 2020 to presentfactForm ADV
→ CETERA PLANNING PARTNERSRegistered adviserregistration: previous registration
Jan 20, 2015 to Mar 25, 2020factForm ADV
→ FIDUCIARY INVESTMENT TRUSTS, LLCRegistered adviserregistration: previous registration
Mar 3, 2020 to Mar 3, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 29, 2002 to Jan 27, 2015factForm ADV

Dated events

No dated event names this entity yet.