D••••••• N• M••

Advisor at O•••• W•••••• I•••

SCOTTSDALE, AZ | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:60095456-35db-946b-6125-c81794bace31

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Dec 13, 2023	n/a	yes	SCOTTSDALE, AZ\|SAN DIEGO, CA	Current employment
B••• F•••••••• G••••	Independent wealth	Feb 14, 2022	Feb 15, 2023	no	SAN FRANCISCO, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• F•••••••• G••••	O•••• W•••••• I•••	Feb 15, 2023	Dec 13, 2023	301	Firm change	RIA to ibd

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Dec 13, 2023 to presentfactForm ADV
→ B••• F•••••••• G••••Registered adviserregistration: previous registration
Feb 14, 2022 to Feb 15, 2023factForm ADV

Dated events

Occurred
Feb 15, 2023
Advisor changed firm
D••••••• N• M•• left B••• F•••••••• G•••• for O•••• W•••••• I••• (registered 2023-12-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60095456-35db-946b-6125-c81794bace31
First observed: Feb 14, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.