DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

BRIO FINANCIAL GROUP

BRIO CONSULTANTS, LLC, CRD 289889

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e29d2b9f-a837-cf82-12bc-bac3fb67da24

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 11
On other graphs: 0
Observed: Sep 11, 2017 to Sep 3, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $70.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 13
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 804
Individual clients: 464
High net worth clients: 336
Custody, client assets: $292M
SEC number: 801-111830
CIK: 1747799
CRD: 289889
Filings on the tape: 39
First filed: Sep 11, 2017
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, CA
Website: briofg.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GENE BOYD ELLIOTT	n/a	SAN FRANCISCO, CA	8	22	1	no
BRANDON JAY MILLER	Certified Financial Planner\|Chartered Financial Consultant	SAN FRANCISCO, CA	8	26	1	no
Michael Sinclair Telford	n/a	SAN FRANCISCO, CA	6	11	1	no
Jamie Lee Alpaugh	Certified Financial Planner	San Francisco, CA \| San Diego, CA	5	12	n/a	no
MATTHEW RICHARD BECK	n/a	San Francisco, CA	5	25	n/a	no
JONATHAN SCOTT CLEMENTS	n/a	Denver, CO \| SAN FRANCISCO, CA	4	17	1	no
GERALD ANTONIO	n/a	SAN FRANCISCO, CA	3	19	2	no
RACHEL SUNG-HEE SHIN	Certified Financial Planner	SAN FRANCISCO, CA	2	11	2	no
MARIANA LLAMAS	Certified Financial Planner	Austin, TX \| SAN FRANCISCO, CA	2	12	1	no
Yerim Hahm	Certified Financial Planner	SAN FRANCISCO, CA \| Seattle, WA	1	12	n/a	no
Jonathan Smith Rushton	n/a	SAN FRANCISCO, CA	1	14	2	no
Vivian Marie Segura	n/a	SAN FRANCISCO, CA	1	11	n/a	no
Marc Dickow	n/a	San Francisco, CA	1	12	n/a	no
Mark Norman Shumway	n/a	San Francisco, CA	1	15	n/a	no
Margaret Mary Callahan	Certified Financial Planner	SAN FRANCISCO, CA	0	11	1	no
ROBERT JOSEPH GREGORY MENDOZA	n/a	SAN FRANCISCO, CA	0	18	9	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIO FINANCIAL HOLDINGS, LLC	Shareholder	E	yes	03/2025	Sep 3, 2026	Sep 3, 2026
MILLER, BRANDON, JAY	MANAGING MEMBER	Na	yes	10/2017	Sep 3, 2026	Sep 3, 2026
Zalewski, Jay, Steven	CHIEF COMPLIANCE OFFICER	Na	yes	10/2017	Sep 3, 2026	Sep 3, 2026
BECK, MATTHEW, RICHARD	CHIEF PARTNERSHIP OFFICER	Na	no	01/2025	Sep 3, 2026	Sep 3, 2026
Telford, Michael, Sinclair	DIRECTOR OF OPERATIONS	Na	no	01/2024	Sep 3, 2026	Sep 3, 2026
JORDAN, JOANNE, FLORENCE	MINORITY OWNER	Na	no	01/2020	Mar 18, 2020	Nov 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRIO INSURANCE GROUP LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$1.1B	$1.1B	21	13	3	n/a	n/a
2024	Apr 15, 2025	$843M	$839M	17	11	3	n/a	n/a
2023	Mar 25, 2024	$699M	$694M	18	11	1	n/a	n/a
2022	Mar 27, 2023	$622M	$617M	16	8	0	n/a	n/a
2021	Mar 31, 2022	$624M	$619M	14	9	0	n/a	n/a
2020	Mar 29, 2021	$473M	$473M	12	8	0	n/a	n/a
2019	Mar 18, 2020	$485M	$485M	10	7	0	n/a	n/a
2018	Mar 26, 2019	$369M	$306M	10	7	0	n/a	n/a
2017	Mar 9, 2018	$309M	$251M	10	7	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	6	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$843M	25.6%	$622M	19.4%	21	17	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMARA FINANCIAL, LLC	2	Jun 19, 2020	Dec 21, 2020	SAN FRANCISCO, CA	Team lift out	RIA to new firm	33.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	6	Oct 17, 2017	Oct 13, 2017	SAN FRANCISCO, CA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (25)

← Margaret Mary CallahanAdvisorregistration: current employment
Jan 29, 2026 to presentfactForm ADV
← Mark Norman ShumwayAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← Marc DickowAdvisorregistration: current employment
Jul 22, 2025 to presentfactForm ADV
← Vivian Marie SeguraAdvisorregistration: current employment
Jun 5, 2025 to presentfactForm ADV
← Jonathan Smith RushtonAdvisorregistration: current employment
Mar 28, 2025 to presentfactForm ADV
← Yerim HahmAdvisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← MARIANA LLAMASAdvisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← RACHEL SUNG-HEE SHINAdvisorregistration: current employment
Sep 27, 2023 to presentfactForm ADV
← GERALD ANTONIOAdvisorregistration: current employment
Aug 1, 2023 to presentfactForm ADV
← JONATHAN SCOTT CLEMENTSAdvisorregistration: current employment
Nov 29, 2021 to presentfactForm ADV
← MATTHEW RICHARD BECKAdvisorregistration: current employment
May 17, 2021 to presentfactForm ADV
← Jamie Lee AlpaughAdvisorregistration: current employment
Oct 7, 2020 to presentfactForm ADV
← Michael Sinclair TelfordAdvisorregistration: previous registration
Oct 13, 2017 to May 3, 2019factForm ADV
← GENE BOYD ELLIOTTAdvisorregistration: current employment
Oct 13, 2017 to presentfactForm ADV
← BRANDON JAY MILLERAdvisorregistration: current employment
Oct 13, 2017 to presentfactForm ADV
← Wahidah AzizAdvisorregistration: previous registration
Feb 1, 2024 to May 12, 2025factForm ADV
← LINDSEY DANAE SWANSONAdvisorregistration: previous registration
May 26, 2023 to Apr 7, 2025factForm ADV
← PO TENGAdvisorregistration: previous registration
Nov 5, 2024 to Dec 23, 2024factForm ADV
← Claireese Lynell BaggaoAdvisorregistration: previous registration
Aug 22, 2019 to Jul 7, 2023factForm ADV
← Danielle N MayAdvisorregistration: previous registration
Feb 14, 2022 to Feb 15, 2023factForm ADV
← SHANA LESCH BALLARDAdvisorregistration: previous registration
Jun 4, 2020 to Aug 17, 2020factForm ADV
← ABRAHAM MARTINEZAdvisorregistration: previous registration
Oct 13, 2017 to Jun 19, 2020factForm ADV
← LAUREN MARIE FORTIERAdvisorregistration: previous registration
Oct 13, 2017 to Jun 19, 2020factForm ADV
← DANIEL GERALD PLATTAdvisorregistration: previous registration
Oct 13, 2017 to Aug 5, 2019factForm ADV
← SHILPA GIRISH ANDALKARAdvisorregistration: previous registration
Oct 13, 2017 to Jun 1, 2018factForm ADV

Owns (1)

← JORDAN, JOANNE, FLORENCEOwnerMINORITY OWNER, ownership code NA, individual
Mar 18, 2020 to Nov 21, 2024factForm ADV

Controls (3)

← MILLER, BRANDON, JAYOwnerMANAGING MEMBER, ownership code E, individual
Sep 11, 2017 to Nov 21, 2024factForm ADV
← BECK, MATTHEW, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 18, 2022 to Nov 21, 2024factForm ADV
← Zalewski, Jay, StevenOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Sep 11, 2017 to Nov 21, 2024factForm ADV

Moved with (2)

→ AMARA FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Jun 19, 2020 to Dec 21, 2020factForm ADV
← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser6 advisors, team lift out
Oct 17, 2017 to Oct 13, 2017factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 20, 2026
Regulatory AUM changed
Brio Financial Group reported RAUM $1.1B, up 26% from $842.6M (2025-08-18 to 2026-03-20)
Form ADVobserved 6 days ago
$215M
Occurred
May 12, 2025
Advisor changed firm
Wahidah Aziz left Brio Financial Group for Frec (registered 2026-08-04)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Lindsey Danae Swanson left Brio Financial Group for We Financial Group (registered 2025-07-02)
Form ADVobserved 6 days ago
Occurred
Dec 23, 2024
Advisor changed firm
Po Teng left Brio Financial Group for Strategic Advisers Llc (registered 2025-05-22)
Form ADVobserved 6 days ago
Occurred
Jul 7, 2023
Advisor changed firm
Claireese Lynell Baggao left Brio Financial Group for Layline Financial (registered 2025-12-04)
Form ADVobserved 6 days ago
Occurred
Feb 15, 2023
Advisor changed firm
Danielle N May left Brio Financial Group for Osaic Wealth, Inc. (registered 2023-12-13)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Brio Financial Group reported RAUM $624.0M, up 32% from $472.9M (2022-02-18 to 2022-03-31)
Form ADVobserved 6 days ago
$151M
Occurred
Feb 18, 2022
Control person joined
Richard Matthew Beck (Chief Operating Officer) appeared on Schedule A of Brio Financial Group
Form ADVobserved 6 days ago
Occurred
Mar 18, 2020
Regulatory AUM changed
Brio Financial Group reported RAUM $485.1M, up 31% from $369.2M (2019-12-02 to 2020-03-18)
Form ADVobserved 6 days ago
$116M
Occurred
Sep 11, 2017
First Form ADV filing
Brio Consultants, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 17, 2026
Robert Joseph Gregory Mendoza registered as an investment adviser representative at Brio Financial Group

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e29d2b9f-a837-cf82-12bc-bac3fb67da24
First observed: Sep 11, 2017
Last observed: Sep 3, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIO FINANCIAL GROUP

BRIO CONSULTANTS, LLC, CRD 289889

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e29d2b9f-a837-cf82-12bc-bac3fb67da24

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GENE BOYD ELLIOTT

n/a

SAN FRANCISCO, CA

BRANDON JAY MILLER

Certified Financial Planner|Chartered Financial Consultant

SAN FRANCISCO, CA

Michael Sinclair Telford

n/a

SAN FRANCISCO, CA

Jamie Lee Alpaugh

Certified Financial Planner

San Francisco, CA | San Diego, CA

n/a

MATTHEW RICHARD BECK

n/a

San Francisco, CA

n/a

JONATHAN SCOTT CLEMENTS

n/a

Denver, CO | SAN FRANCISCO, CA

GERALD ANTONIO

n/a

SAN FRANCISCO, CA

RACHEL SUNG-HEE SHIN

Certified Financial Planner

SAN FRANCISCO, CA

MARIANA LLAMAS

Certified Financial Planner

Austin, TX | SAN FRANCISCO, CA

Yerim Hahm

Certified Financial Planner

SAN FRANCISCO, CA | Seattle, WA

n/a

Jonathan Smith Rushton

n/a

SAN FRANCISCO, CA

Vivian Marie Segura

n/a

SAN FRANCISCO, CA

n/a

Marc Dickow

n/a

San Francisco, CA

n/a

Mark Norman Shumway

n/a

San Francisco, CA

n/a

Margaret Mary Callahan

Certified Financial Planner

SAN FRANCISCO, CA

ROBERT JOSEPH GREGORY MENDOZA

n/a

SAN FRANCISCO, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIO FINANCIAL HOLDINGS, LLC

Shareholder

yes

03/2025

Sep 3, 2026

MILLER, BRANDON, JAY

MANAGING MEMBER

yes

10/2017

Sep 3, 2026

Zalewski, Jay, Steven

CHIEF COMPLIANCE OFFICER

yes

10/2017

Sep 3, 2026

BECK, MATTHEW, RICHARD

CHIEF PARTNERSHIP OFFICER

01/2025

Sep 3, 2026

Telford, Michael, Sinclair

DIRECTOR OF OPERATIONS

01/2024

Sep 3, 2026

JORDAN, JOANNE, FLORENCE

MINORITY OWNER

01/2020

Mar 18, 2020

Nov 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRIO INSURANCE GROUP LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$1.1B

n/a

2024

Apr 15, 2025

$843M

$839M

n/a

2023

Mar 25, 2024

$699M

$694M

n/a

2022

Mar 27, 2023

$622M

$617M

n/a

2021

Mar 31, 2022

$624M

$619M

n/a

2020

Mar 29, 2021

$473M

n/a

2019

Mar 18, 2020

$485M

n/a

2018

Mar 26, 2019

$369M

$306M

n/a

2017

Mar 9, 2018

$309M

$251M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$843M

25.6%

$622M

19.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMARA FINANCIAL, LLC

Jun 19, 2020

Dec 21, 2020

SAN FRANCISCO, CA

Team lift out

RIA to new firm

33.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Oct 17, 2017

Oct 13, 2017

SAN FRANCISCO, CA

Team lift out

Ibd to new firm

0.1%