DFX Intelligence

C•••••••• E•••••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••••••• E•••••••• J•••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Lake Elmo, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:600b46b5-293f-4944-c1f7-302c7b07cb25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Dec 3, 2024	n/a	yes	NEWPORT BEACH, CA\|Lake Elmo, MN	Current employment
L••••••• W••••• M••••••••• G••••	Former SEC adviser	Aug 1, 2022	Nov 14, 2024	no	LAKE ELMO, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• W••••• M••••••••• G••••	B••••• P••••• A•••••••• L••	Nov 14, 2024	Dec 3, 2024	19	Firm change	RIA to RIA
T••••••• A•••••• N••••••• L••	L••••••• W••••• M••••••••• G••••	Aug 15, 2022	Aug 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
322210:119290:MN:2024-11-14	Nov 14, 2024	Dec 3, 2024	LAKE ELMO, MN	Firm change
304569:322210:MN:2022-08-15	Aug 15, 2022	Aug 1, 2022	LAKE ELMO, MN	Firm change
18387:304569:MN:2020-07-15	Jul 15, 2020	May 22, 2020	LAKE ELMO, MN	Firm change after gap

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ L••••••• W••••• M••••••••• G••••Registered adviserregistration: previous registration
Aug 1, 2022 to Nov 14, 2024factForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 22, 2020 to Aug 15, 2022factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:600b46b5-293f-4944-c1f7-302c7b07cb25
First observed: Jan 13, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.