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LWMG, LLC, CRD 322210
LAKE ELMO, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• T•••• S••••••• | Member | C | yes | 08/2022 | Aug 1, 2022 | Jul 25, 2024 |
| T•••••••• G•••• A••••• | MANAGING MEMBER | C | yes | 08/2022 | Aug 1, 2022 | Jul 25, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN JOSE | CA | United States | 7 | no |
| Hudson | Wi | United States | 5 | no |
| Farmington | Mn | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 21, 2024 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $824M | $717M | 14.9% | n/a | n/a | 40 | 28 | 4 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B••••• P••••• A•••••••• L•• | 2 | Nov 14, 2024 | Oct 25, 2024 | SAN JOSE, CA | Team lift out | RIA to RIA | 15.4% |
| B••••• P••••• A•••••••• L•• | 9 | Nov 14, 2024 | Nov 24, 2025 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T••••••• A•••••• N••••••• L•• | 2 | Aug 15, 2022 | Aug 2, 2022 | SAN JOSE, CA | Team lift out | Ibd to new firm | 1.1% |
| T••••••• A•••••• N••••••• L•• | 8 | Aug 15, 2022 | Aug 5, 2022 |
| Member |
| B |
| no |
| 08/2022 |
| Aug 1, 2022 |
| Jul 25, 2024 |
| B••••••• C•••• D•••• | Member | B | no | 08/2022 | Aug 1, 2022 | Jul 25, 2024 |
| G••••••• S••••• A•• | CHIEF COMPLIANCE OFFICER | Na | no | 10/2023 | Mar 21, 2024 | Jul 25, 2024 |
| N••••••• B••••• T••••• | Member | A | no | 08/2022 | Aug 1, 2022 | Jul 25, 2024 |
| S••••• T•••••• M••• | Member | A | no | 08/2022 | Aug 1, 2022 | Jul 25, 2024 |
| $824M |
| $794M |
| 40 |
| 12 |
| 3 |
| n/a |
| n/a |
| 2022 | Mar 23, 2023 | $717M | $686M | 28 | 14 | 3 | n/a | n/a |
| LAKE ELMO, MN |
| Firm absorbed |
| RIA to RIA |
| 69.2% |
| MINNEAPOLIS, MN |
| Team lift out |
| Ibd to new firm |
| 4.5% |
| T••••••• A•••••• N••••••• L•• | 2 | Aug 15, 2022 | Aug 1, 2022 | HUDSON, WI | Team lift out | Ibd to new firm | 1.1% |