DFX Intelligence
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Reading the graph
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Advisor at B•••• F•••••••• G••••
DEL RIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• F•••••••• G•••• | State registered | Dec 23, 2013 | n/a | yes | DEL RIO, TX | Current employment |
| S•• F••••••••• L•• | Independent wealth | Apr 21, 2016 | Mar 22, 2017 | no | Del Rio, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• F••••••••• L•• | n/a | Mar 22, 2017 | n/a | n/a | Departure no registered destination | Departure |
| S•••••••• I••••••••• I••• | B•••• F•••••••• G•••• | Dec 26, 2013 | Dec 23, 2013 | -3 |
| S•••••••• I••••••••• I••• |
| Former SEC adviser |
| Dec 5, 2012 |
| Dec 26, 2013 |
| no |
| DAYTON, OH|DEL RIO, TX|DAYTON, OH |
| Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 12, 2002 | Jun 29, 2010 | no | DEL RIO, TX | Previous registration |
| Other |
| L•• F•••••••• L•• | S•••••••• I••••••••• I••• | Jun 29, 2010 | Dec 5, 2012 | 890 | Firm change after gap | Other |